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About Mark Pugsley
Mark Pugsley's practice is focused on financial fraud, investment disputes, FINRA Arbitrations, and whistleblower cases filed with the SEC, CFTC and IRS. He frequently handles civil enforcement actions and regulatory investigations brought by the U.S. Securities and Exchange Commission (SEC), the Utah Division of Securities, the Commodity Futures Trading Commission (CFTC) and the Financial Industry Regulatory Authority (FINRA) involving individuals, brokers, brokerage firms and investment advisors. He also handles receivership litigation, clawback cases, Qui Tam or False Claims Act cases, shareholder disputes, investor class actions, and internal investigations involving private and publicly-traded companies.
Practice Areas
Credentials
Education
- Duke University School of Law
- J.D.
- Duke University
- M.A. (1994)
- Public Policy
- University of Utah
- B.S. (1991)
- Political Science
Bar Admissions
- Federal Bar Association
- Member
- American Bar Association
- Member
- Taxpayers Against Fraud
- Member
- The Public Investors Advocate Bar Association
- Member
- Utah State Bar
- Member
- California State Bar # 174562
- Member
Professional Experience
- Founder and Partner
- Pugsley Wood LLP Current
- Ray Quinney & Nebeker 1998 - 2021
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